Emergency Resuscitative Thoracotomy (ERT) is a potentially lifesaving intervention for patients who develop or have impending post-injury cardiovascular collapse or full arrest from a potentially reversible cause. While Resuscitative Endovascular Balloon Occlusion of the Aorta (REBOA) can be considered as an alternative in the absence of thoracic bleeding, there are still several indications for which ERT is a preferred or equivalent option.
The purposes of this procedure are:
Consider the following before performing ERT:
*These are general guidelines are not intended to replace expert clinical judgment and decisions based on evaluation of an individual patient, local capabilities, and operational considerations.
ERT, also called “emergency department thoracotomy,” is an extreme procedure, performed in the small subset of patients who arrive either in full post-injury arrest, who rapidly progress to arrest after arrival, or who have impending arrest that precludes immediate transport to an operating room. Exsanguinated patients with profound hypotension or in hemorrhagic shock do not improve with external chest compressions.1
The physiologic rationale of ERT is based on both
Resuscitative thoracotomy has been extensively described in the civilian trauma literature and has a high mortality rate, largely due to the nature of the injuries leading ERT.2-5 The survival rates are highest (10 to 30%) for penetrating truncal injuries and patients who arrive with vital signs. They are significantly lower (less than 5%) for blunt trauma victims, particularly those who arrest in the field or during transport (1% or less). In addition, the likelihood of survival with intact neurologic function is significantly lower than the overall survival rates, particularly for blunt trauma victims and for pre-hospital arrest.
In a combat or operational environment, several specific factors must be considered as studies of wartime ERT are available and indicate that there is a reasonable probability of long-term survival and recovery following ERT in appropriately selected casualties.6-10
In the setting of civilian trauma, ERT is generally indicated only for penetrating trauma with either witnessed cardiac arrest or recent loss of vital signs. These indications were formalized by a working group of the American College of Surgeons Committee on Trauma after collectively reviewing the results of over 4,500 ERT procedures.3 There was an overall survival rate of only 5% for ERT, although survival was over 30% in patients with low velocity penetrating cardiac injury. When ERT was limited to penetrating trauma and appropriate indications, it is associated with an 8.8% survival rate. Although this remains a very low rate of success, ERT is a true salvage procedure, without which survival is essentially zero even in indicated scenarios. The working group formulated the following recommendations (Class II):
The Western Trauma Association (WTA) algorithm recommends ERT for patients with prehospital arrest and CPR duration of less than 10 minutes for blunt trauma and less than 15 minutes for penetrating injury.5-11 ERT is also recommended for patients undergoing CPR with signs of life (respiratory or motor effort, organized cardiac activity, or pupillary reflexes) or with profound shock (systolic pressure < 60 mmHg). WTA’s recommendation for ERT in blunt trauma patients with prehospital arrest and CPR<10 minutes is more liberal than others who recommend against ERT in this cohort; it is noteworthy, however, that this is based on only 5 patients (4 who arrived with organized electrical activity and 1 with tamponade from an atrial laceration).
Most recently, the Eastern Association for the Surgery of Trauma (EAST) Practical Management Guidelines for ERT analyzed 72 relevant studies utilizing the GRADE methodology for assessing the strength of the evidence, but also taking likely patient preferences into account.12 They defined “signs of life (SOL)” as presence of any of the following: pupillary reactivity, spontaneous breathing, palpable carotid pulse, measurable blood pressure, motor movement, or organized electrical activity. They identified 6 pre-defined patient categories depending of 3 conditions (penetrating or blunt mechanism, thoracic or extra-thoracic location and presence of SOL), and made either strong or conditional recommendations for ERT in pulseless patients, as following:
Results from prehospital thoracotomy has been reported by a few authors.13,14 These studies concerned only the subgroup of stab wounds to the chest and described a 10 to 18% survival rate. This experience remains strictly limited to very few experienced teams acting within a trauma system with well-established training and quality assurance.
Recently, the prospective observational multicenter Aortic Occlusion for Resuscitation in Trauma and Acute Care Surgery study reported the outcomes of 310 patients undergoing ERT from 2013 to 2017 after either blunt or penetrating trauma.15 Survival rate was 12.3% beyond 24h and 5.2% to discharge. The authors discuss the fact that neither practice nor outcomes following ERT have changed in the last 40 years.
Recently, the technique of REBOA has emerged in the setting of trauma for control of abdominal and pelvic hemorrhage. Although not strictly comparable, REBOA is a potential alternative to ERT to achieve aortic occlusion and, therefore, control of abdominal and pelvic hemorrhage. Several recent studies tried to compare REBOA and ERT in non-compressible torso hemorrhage16-18, and a meta-analysis is available.19 Even if REBOA seemed to be associated with a lower mortality, there was no significant difference in survival after risk-adjustment, mostly because ERT patients were more critically ill on presentation. This suggests that REBOA is not a comparable intervention to ERT but rather may be utilized to prevent hemodynamic collapse in non-agonal unstable patients. Ongoing study is required to better illuminate the evolving role of REBOA as a potential replacement or as a preemptive adjunct to obviate ERT. Please refer to the JTS REBOA CPG for indications and details of this procedure.20
1. Feliciano DV, Mattox KL, Moore EE (eds): TRAUMA.6th ed USA: McGraw-Hill Companies; 2008.
2. Emergency War Surgery, Third United States Revision. USA: Borden Institute; 2004.
3. Peitzman, et al (eds): The Trauma Manual.3rd ed Philadelphia: Lippencott Williams & Wilkins; 2008.
4. Rhee PM, Acosta J, Bridgeman A, et al. Survival after emergency department thoracotomy. J Am Coll Surg. 2000;190(3): 288-98.
5. MacFarlane C. Emergency thoracotomy and the military surgeon. ANZ J Surg. 2004; 74(4):280-4.
6. Edens JW, Beekley AC, Chung KK, Cox ED, Eastridge BJ, Holcomb JB, Blackbourne LH. Longterm outcomes after combat casualty emergency department thoracotomy. J Am Coll Surg. 2009;209:188-197.
7. Moore EE, Knudson MM, Burlew CC, et al. Defining the limits of resuscitative emergency department thoracotomy: a contemporary Western Trauma Association perspective. J Trauma. 2011;70(2):334-9.
A recommended algorithm for ERT in traumatic arrest in the combat or operational environment is presented in Appendix A.
Penetrating Injuries
Blunt Trauma
Special Circumstances
REBOA to control life-threatening sub-diaphragmatic hemorrhage in surgically capable theater facilities may be a selective alternative to ERT, as detailed in the JTS REBOA CPG.20
The objectives of the ERT are always the same, no matter the injuries: to stop the bleeding and restore adequate central perfusion. Immediate attention should be paid to the most lethal potential findings, such as cardiac tamponade, penetrating cardiac injury, great vessel injury, and massive pulmonary injury. In the event that the injury is on the right side of the heart or chest, the standard ERT incision may be extended to the bilateral thoracotomy or “clamshell” incision with extension across the sternum. ERT is a well-codified procedure that can be considered in several steps:
Concurrent massive transfusion protocol, as well as potential pharmacological adjuncts, is essential. Rapid successful restoration of cardiac function is the key to deciding on the relevance of continuing the procedure.
The detailed technical steps are presented in detail in Appendix B.
Intent (Expected Outcomes)
Performance/Adherence Measures
The above constitutes the minimum criteria for PI monitoring of this CPG. System reporting will be performed annually; additional PI monitoring and system reporting may be performed as needed.
The system review and data analysis will be performed by the Joint Trauma System (JTS) Director, JTS Program Manager, and the JTS Performance Improvement Branch.
It is the trauma team leader’s responsibility to ensure familiarity, appropriate compliance and PI monitoring at the local level with this CPG.
Preparation
All emergency and surgical personnel at a Role 2 or higher facility should be trained in their roles and actions to facilitate performance of an ERT.
All needed supplies and equipment for an ERT should be pre-packaged and stored in a readily accessible location in the resuscitation area, and periodically inspected for completeness and service ability.23
The surgeon and designated team members should review the contents and composition of the ERT supply package.
All personnel performing, assisting, or otherwise participating in an ERT should be wearing full personal protective equipment including a gown, gloves, and eye protection.
The urgency of the procedure, coupled with the mix of multiple assistants and multiple potential sharps represent a high-risk scenario for accidental injuries and infectious disease exposure to the involved medical personnel (See JTS Infection Prevention in Combat-Related Injuries CPG.24 Great care must be taken during training and actual ERT procedures to highlight safety precautions including control of all needles, syringes, scalpels, and other sharps.
Sterile preparation is not required for ERT, as the nature of this procedure does not afford the time for prep solutions to dry and assume their antimicrobial efficacy.
If at all possible, definitive airway control should be obtained prior to or during ERT, but ERT should not be delayed solely to establish a secure airway.
Efforts to obtain adequate intravenous or intraosseous access for blood product infusion should proceed simultaneous to ERT, keeping in mind that in the case of penetrating thoracic trauma, infusions via the upper extremities may be ineffective until bleeding is controlled. Similarly, lower extremity, pelvic, or abdominal wounds with exsanguination should be resuscitated via an upper extremity or central venous catheter. In the patient with difficult intravenous access, intraosseous access should be immediately established, preferably in the sternum or humerus.
Placement of a right chest tube if there is any possibility of injury/hemorrhage on the right side should be strongly considered. Alternatively, the right chest may be open through an extended thoracotomy or clamshell incision.
Effective suction should be available for successful ERT.
Incision and Exposition
NOTE: One of the most common technical errors in ERT is poor exposure due to inadequate length of the skin incision and lack of complete division of the subcutaneous and muscle layers.
Cardiac Procedures
Aortic Cross-Clamping
Injury Within The Thorax
If after thoracotomy, there is a direct injury to the lung or hilar vessels, direct pressure (with a finger, rolled gauze, or laparotomy sponge) is generally sufficient for temporary control of bleeding in this low pressure system. Using lap pads to collapse the lung parenchyma medially will pack the hilum and free up your hands initially to allow a more detail inspection of the chest, heart, and vessels for sites of hemorrhage, and allow the placement of the aortic clamp. Some major pulmonary injuries might need early hilar cross-clamping en masse.
Once temporary control is in place, resuscitation can be instituted and the patient may be taken to the operating theatre for definitive lung repair with stapled resection, suture repair, stapled “tractotomy,” or in extreme cases pneumonectomy (which carries a very high mortality in the trauma setting, even in the absence of pre-procedural arrest).
Large pulmonary injuries also create a risk for air embolism which can result in entrained air entering the pulmonary veins and subsequently the left heart and coronary vessels. Early pulmonary hilar clamping, rapid direct control of lung lacerations or temporarily submerging the area in irrigation fluid can help prevent this risk.
If there is a thoracic great vessel injury, temporary control may be achievable with digital pressure or atraumatic vascular clamps. If these are insufficient to control a great vessel injury in the setting of an ERT, this likely represents a non-survivable injury.
Unlike pulmonary bleeding, intercostal and chest wall bleeding is under arterial pressure and will require more focal and firm pressure for initial control, followed by mass suture ligatures and/or clip.
PURPOSE
The purpose of this Appendix is to ensure an understanding of DoD policy and practice regarding inclusion in CPGs of “off-label” uses of U.S. Food and Drug Administration (FDA)–approved products. This applies to off-label uses with patients who are armed forces members.
BACKGROUND
Unapproved (i.e. “off-label”) uses of FDA-approved products are extremely common in American medicine and are usually not subject to any special regulations. However, under Federal law, in some circumstances, unapproved uses of approved drugs are subject to FDA regulations governing “investigational new drugs.” These circumstances include such uses as part of clinical trials, and in the military context, command required, unapproved uses. Some command requested unapproved uses may also be subject to special regulations.
ADDITIONAL INFORMATION REGARDING OFF-LABEL USES IN CPGS
The inclusion in CPGs of off-label uses is not a clinical trial, nor is it a command request or requirement. Further, it does not imply that the Military Health System requires that use by DoD health care practitioners or considers it to be the “standard of care.” Rather, the inclusion in CPGs of off-label uses is to inform the clinical judgment of the responsible health care practitioner by providing information regarding potential risks and benefits of treatment alternatives. The decision is for the clinical judgment of the responsible health care practitioner within the practitioner-patient relationship.
ADDITIONAL PROCEDURES
Balanced Discussion
Consistent with this purpose, CPG discussions of off-label uses specifically state that they are uses not approved by the FDA. Further, such discussions are balanced in the presentation of appropriate clinical study data, including any such data that suggest caution in the use of the product and specifically including any FDA-issued warnings.
Quality Assurance Monitoring
With respect to such off-label uses, DoD procedure is to maintain a regular system of quality assurance monitoring of outcomes and known potential adverse events. For this reason, the importance of accurate clinical records is underscored.
Information to Patients
Good clinical practice includes the provision of appropriate information to patients. Each CPG discussing an unusual off-label use will address the issue of information to patients. When practicable, consideration will be given to including in an appendix an appropriate information sheet for distribution to patients, whether before or after use of the product. Information to patients should address in plain language: a) that the use is not approved by the FDA; b) the reasons why a DoD health care practitioner would decide to use the product for this purpose; and c) the potential risks associated with such use.